About the certification


The ISO 37301 specifies requirements and provides guidelines for establishing, developing, implementing, evaluating, maintaining and improving an effective compliance management system within an organization.
The Compliance Management Foundation (ISO 37301) is an entry-level certification intended for IT professionals seeking to validate their knowledge of compliance in accordance with the ISO 37301.

This exam includes topics such as Scope, Key Terms and definitions, Context of the organization (Understanding the organization and its context, Understanding the needs and expectations of interested parties, Determining the scope of the compliance management system, Compliance management system, Compliance obligations, and Compliance risk assessment), Leadership (Leadership and commitment, Compliance policy, Roles, responsibilities and authorities, ), Planning (Actions to address risks and opportunities, Compliance objectives and planning to achieve them, and Planning of changes), Support (Resources, Competence, Awareness, Communication, and Documented information), Operation (Operational planning and control, Establishing controls and procedures, Raising concerns, and Investigation processes), Performance evaluation (Monitoring, measurement, analysis and evaluation, Internal audit, and Management review), Improvement (Continual improvement and Nonconformity and corrective action).

The Compliance Management Foundation (ISO 37301) certification exam is an online, closed-book, and remotely-proctored exam. It includes 40 questions and the passing score is 70%. You will have 60 minutes to complete the exam. Validate your knowledge of the ISO 37301 and advance your career. Register for your online exam now!



Compliance Management Foundation (ISO 37301)

Exam details


Exam code

ITC-062

Launch date

April 22, 2021

Exam description

The Compliance Management Foundation (ISO 37301) exam tests the candidate knowledge of the ISO 37301.

Current version

1.0

Exam format

Multiple choice and True/False; computer-based; closed book

Number of questions

40 questions

Passing score

70% (28 out of 40)

Exam duration

60 minutes

Level

Foundation

Languages

English and Portuguese

Exam description

This exam includes topics such as Scope, Key Terms and definitions, Context of the organization (Understanding the organization and its context, Understanding the needs and expectations of interested parties, Determining the scope of the compliance management system, Compliance management system, Compliance obligations, and Compliance risk assessment), Leadership (Leadership and commitment, Compliance policy, Roles, responsibilities and authorities, ), Planning (Actions to address risks and opportunities, Compliance objectives and planning to achieve them, and Planning of changes), Support (Resources, Competence, Awareness, Communication, and Documented information), Operation (Operational planning and control, Establishing controls and procedures, Raising concerns, and Investigation processes), Performance evaluation (Monitoring, measurement, analysis and evaluation, Internal audit, and Management review), Improvement (Continual improvement and Nonconformity and corrective action).

RECOMMENDED HOURS OF STUDY

16 hours

Bloom's Taxonomy

Level 1 (Remembering), Level 2 (Understanding) and Level 3 (Applying)

Recommended reading

• ISO 37301:2021 Compliance management systems — Requirements with guidance for use

Prerequisites

There are no prerequisites for this certification

Recommended experience

Six months of work experience in Compliance

Validity period

Lifetime

Exam Content Outline


   Domains Weight

1. Scope of the ISO 37301

5%

2. Terms and definitions

20%

3. Context of the organization

10%

4. Leadership

10%

5. Planning

10%

6. Support

10%

7. Operation

15%

8. Performance evaluation

10%

9. Improvement

10%

   Total

100%

How to get certified


1

Browse our certification programs and choose your certification.

2

Discover the exam objectives and prepare for your exam.

3

Register for your online proctored exam.

4

Take your online proctored exam in the comfort of your home or office.

5

Congratulations! You are certified!

Stackable Certifications


Earn 5 certifications and receive an integrator certification (designation).

Risk Management Foundation (ISO 31000)

Business Continuity Management Foundation (ISO 22301)

IT Governance Foundation (ISO/IEC 38500)

Compliance Management Foundation (ISO/IEC 37301)

Information Security Governance Foundation
Certified Governance, Risk and Compliance Officer

Frequently Asked Questions


  • How much does an ITCERTS certification exam cost?

    All exams are available for $150 USD each. Prices may vary slightly by region and currency exchange rates.

  • Are there any prerequisites to take the exams?

    There are no prerequisites to take the exams. ITCERTS recommends that candidates have at least six months of work experience in the area that the certification exam covers.

  • What is the exam retake policy?

    If a candidate does not achieve a passing score on the first attempt, there is no waiting period between the first and the second attempt. If a candidate does not achieve a passing score on the second attempt, the candidate must wait at least 7 days before retaking the exam for a third time. A candidate may not take a given exam any more than three times per year (12 months).

  • How do I register for an Online Proctored Exam?

    Visit the Online Proctored Exam registration page to find complete instructions.

  • Are there any mandatory training to take an exam?

    Training is recommended as part of your certification preparation, but it is not mandatory.

  • Which languages are the exams available in?

    Our exams are currently available in English and Portuguese.

  • Where can I take the exams?

    Exams are delivered online (Online Proctored Exams) and can be taken from anywhere in the world.

  • Do the ITCERTS certifications expire?

    ITCERTS certifications are considered good-for-life and do not expire.

  • How can a potential employer verify my certifications?

    Your employer can verify your certification on our certification verification page. Your certification number will be needed in order to process the verification.

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